DFX Intelligence
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Registered advisor
E••• S•••••••• R•••••
Feed of 09/14/2026
At current firm
4 y
since Jul 6, 2022
In the industry
37 y
since Jan 1, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Parsippany, Nj
- A•••••• P••••••• P•••••••• I••• BD affiliated currentsince Jul 6, 2022 · Parsippany, Nj
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Parsippany, Nj
- 1•• G••••• A••••••• I•• formerJan 11, 2017 to Oct 25, 2019 · Summit, Nj
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••left Sep 5, 2025, registered Jul 6, 2022 (-1157 days) · channel change inside one enterprise, not a move · moved with a team
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address