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Registered advisor

B•••• E••••• S••••••

O•• I••••••••• A••••••• L•no RAUMAustin, TxIA-onlyIAPD 4433473
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
0 y
since Apr 28, 2026
In the industry
21 y
since Jan 24, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • S•••••• F••••••••• L•• unclassified
    Jan 2, 2009 to Aug 3, 2015 · Dallas, Tx
  • D••••••• I••••••••• A••••••• L•• unclassified
    Jul 11, 2007 to Aug 4, 2008 · Cincinnati, Oh
  • M••••• S•••••• D• I••• unclassified
    Feb 15, 2005 to Dec 21, 2005 · Arlington, Tx
Moves
a registration end followed by a registration begin elsewhere
  • S•••••• F••••••••• L•• to O•• I••••••••• A••••••• L•
    left Aug 3, 2015, registered Apr 28, 2026 (3921 days) · Other
  • D••••••• I••••••••• A••••••• L•• to S•••••• F••••••••• L••
    left Aug 4, 2008, registered Jan 2, 2009 (151 days) · Other
  • M••••• S•••••• D• I••• to D••••••• I••••••••• A••••••• L••
    left Dec 21, 2005, registered Jul 11, 2007 (567 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
No RAUM reportedderived
Years in industry
21derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address