DFX Intelligence
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Registered advisor
R••• P••• P••••••••
Feed of 09/15/2026
Also filed as R••• P••• P••••••••
At current firm
9 y
since Apr 28, 2017
In the industry
24 y
since Dec 19, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Apr 28, 2017 · Alliance, Oh
- C•••• I••••••••• S••••••• C•••• formerApr 27, 2006 to Jun 22, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to C••••••• S••••••••• I•••left Jun 22, 2007, registered Apr 28, 2017 (3598 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address