DFX Intelligence
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Registered advisor
B••••• G•••• M••••••
S••••••••• W••••• M••••••••• S••••••••independent RIAHuntington Beach, Cadual registrantIAPD 4438646
Feed of 09/14/2026
Also filed as P••• M••••••••• G•••• B•••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedstewardshipwms.comfirm site, Sep 24, 2026
- Advisor profile
- ••• Lockedreportedstewardshipwms.comfirm site, Sep 16, 2026
At current firm
3 y
since Feb 2, 2023
In the industry
24 y
since Oct 25, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Wealth Advisor, Managing Partnerreportedstewardshipwms.comfirm site, Sep 16, 2026
- Designations
- CRPC, AAMSreportedstewardshipwms.comas printed on the bio page, Sep 16, 2026
- Founder
- “B••••• M•••••• is a wealth advisor and founder of S••••••••• W••••• M••••••••• S••••••••.”reportedstewardshipwms.comthe sentence on the bio page
Registration history
IAPD current and previous registrations
- S••••••••• W••••• M••••••••• S•••••••• independent RIA currentsince Feb 2, 2023 · Huntington Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 29, 2001 to Feb 8, 2023 · Hungtington Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S••••••••• W••••• M••••••••• S••••••••left Feb 8, 2023, registered Feb 2, 2023 (-6 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- ••• LockedFeb 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address