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D•••• R••••• H••••
As of · the IAPD feed
- At current firm
- 4 y
- In the industry
- 24 y
- Prior registered firms
- 7
- Signals
- 0
since Jan 30, 2022
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 30, 2022 · Reston, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 6, 2014 to Sep 7, 2023 · Reston, Va
- T• A••••••••• I••• formerMar 6, 2014 to Oct 14, 2022 · Reston, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 15, 2010 to Aug 31, 2010 · Manchester, Nh
- T• A••••••••• I••• formerJun 15, 2010 to Aug 31, 2010 · Bedford, Nh
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 26, 2006 to May 4, 2010 · Manchester, Nh
All 7 prior registrationsShow fewer
- T• A••••••••• I••• formerJul 26, 2006 to May 4, 2010 · Bedford, Nh
- T• A••••••••• I••• formerJul 2, 2003 to Aug 9, 2004 · Manchester , Nh
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 30, 2022 (-585 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Mar 6, 2014 (-3144 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 31, 2010, registered Mar 6, 2014 (1283 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 4, 2010, registered Jun 15, 2010 (42 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 9, 2004, registered Jul 26, 2006 (716 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address