DFX Intelligence
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Registered advisor
K••••• G••••• H•••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedOrmond Beach, Fldual registrantIAPD 4452070
Feed of 09/14/2026
Also filed as K••••• A•• G••••••••• A•• G••••••••• A•• G••••• H•••••
At current firm
8 y
since Apr 23, 2018
In the industry
23 y
since Mar 1, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 23, 2018 · Ormond Beach, Fl
- L•• F•••••••• L•• BD affiliatedNov 30, 2017 to Apr 27, 2018 · Ormond Beach, Fl
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMay 29, 2009 to Dec 6, 2017 · Ormond Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 27, 2018, registered Apr 23, 2018 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 6, 2017, registered Nov 30, 2017 (-6 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address