DFX Intelligence
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Registered advisor
C•••••• L••• S•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••••• L••• H••••••
At current firm
15 y
since Sep 19, 2011
In the industry
23 y
since Apr 21, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 19, 2011 · Atlanta, Ga
- S••••••••• A•••••• A•••••••• I••• formerDec 5, 2003 to Aug 10, 2011 · Atlanta, Ga
- V••••••• I••••••••• A•••••••• I••• unclassifiedMay 29, 2003 to Dec 2, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 10, 2011, registered Sep 19, 2011 (40 days) · Other
- V••••••• I••••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 2, 2003, registered Dec 5, 2003 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address