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Registered advisor
J•••••• P••• A••••••
Feed of 09/14/2026
Also filed as J•••••• A••••••
At current firm
14 y
since May 1, 2012
In the industry
24 y
since Jan 14, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 1, 2012 · Irvine, Ca
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to May 11, 2012 · Irvine, Ca
- M••••• S•••••• C••••••••• unclassifiedAug 18, 2003 to Sep 8, 2009 · Newport Beach, Ca
- M••••• S•••••• D• I••• unclassifiedAug 5, 2002 to Mar 13, 2003 · Costa Mesa, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 11, 2012, registered May 1, 2012 (-10 days) · Other
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• C•••••••••left Mar 13, 2003, registered Aug 18, 2003 (158 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address