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H•••• W•••••• H••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Savannah, GaIAPD 4475315
As of · the IAPD feed; also filed as H• W•••••• H••••••••• H••••
- At current firm
- 7 y
- In the industry
- 45 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 20, 2018
As of · the IAPD feed; also filed as H• W•••••• H••••••••• H••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 20, 2018 · Savannah, Ga
- T•••••• S••••••••• A••••••• C•••• unclassifiedOct 17, 2002 to Jul 23, 2003 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- T•••••• S••••••••• A••••••• C•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 23, 2003, registered Nov 20, 2018 (5599 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address