DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••••••••• R• F•••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedOklahoma City, Okdual registrantIAPD 4479845
Feed of 09/14/2026
Also filed as C••••••••• R• F••••••••• F•••••••
At current firm
7 y
since Jan 28, 2019
In the industry
24 y
since Nov 1, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 28, 2019 · Oklahoma City, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 29, 2019 · Oklahoma City, Ok
- M•• F•••••••• S•••••••• I••• formerNov 12, 2003 to Mar 25, 2017 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 29, 2019, registered Jan 28, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address