DFX Intelligence
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Registered advisor
H•••••• S• K••
Certified Financial Planner
Feed of 09/15/2026
Also filed as H•• S•• K••
At current firm
15 y
since Mar 21, 2011
In the industry
29 y
since Dec 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I•••••••• W••••• A••••••• L•• state registered currentsince Mar 21, 2011 · Round Rock, Tx
- I•••••••• W••••• A••••••• L•• state registeredJul 8, 2010 to Dec 31, 2010 · Beaverton, Or
- A•••••• A••••••• S••••••• formerApr 22, 2002 to Jul 23, 2007 · Beaverton, Or
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to I•••••••• W••••• A••••••• L••left Jul 23, 2007, registered Jul 8, 2010 (1081 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address