DFX Intelligence
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Registered advisor
J••• C• F•••••••
Feed of 09/14/2026
At current firm
6 y
since Jan 23, 2020
In the industry
24 y
since Dec 1, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 23, 2020 · Logan, Ut
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 22, 2020 · Logan, Ut
- M•• F•••••••• S•••••••• I••• formerJan 26, 2006 to Mar 25, 2017 · Logan, Ut
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 22, 2020, registered Jan 23, 2020 (1 day) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address