DFX Intelligence
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Registered advisor
M•••••• G••••• B•••••
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
24 y
since Feb 28, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Baton Rouge, La
- L•• F•••••••• L•• BD affiliatedAug 4, 2009 to Apr 25, 2022 · Baton Rouge, La
- A••••••••• F•••••••• S•••••••• L•• national BDOct 4, 2006 to Aug 3, 2009 · Baton Rouge, La
- W•••••• • R••• formerJun 17, 2002 to Aug 9, 2002 · Baton Rouge, La
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 25, 2022, registered Jun 29, 2023 (430 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 3, 2009, registered Aug 4, 2009 (1 day) · Other
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Aug 9, 2002, registered Oct 4, 2006 (1517 days) · Other
Signals
- ••• LockedApr 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address