DFX Intelligence
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Registered advisor
C••••• J••••
Feed of 09/14/2026
Also filed as C••••• J••••••• C••••• J••••••••• C••••• J••••
At current firm
7 y
since Jul 26, 2019
In the industry
24 y
since May 7, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 26, 2019 · Chesapeake, Va
- A••••••••• F•••••••• S•••••••• L•• national BDMay 30, 2002 to Aug 1, 2019 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 1, 2019, registered Jul 26, 2019 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address