DFX Intelligence
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S•••• K•••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Plano, TxIAPD 4517930
As of · the IAPD feed; also filed as X•••• K••••••••• K••••••••• X•••• K••••••••• K•••••••••
- At current firm
- 1 y
- In the industry
- 24 y
- Prior registered firms
- 1
- Signals
- 1
since Oct 1, 2024
As of · the IAPD feed; also filed as X•••• K••••••••• K••••••••• X•••• K••••••••• K•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 1, 2024 · Plano, Tx
- E•••••••• A•••••••• L•• national BDAug 1, 2002 to Oct 3, 2024 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 3, 2024, registered Oct 1, 2024 (-2 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 3, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address