C••••• A• J••••

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••• A• J••••••••• J••••••••• A•• J••••

At current firm

7 y

since Aug 9, 2019

In the industry

24 y

since Jul 19, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to Aug 16, 2019 · Garden Grove, Ca
S••••••• I••••••••• I••• former
May 13, 2016 to Nov 2, 2018 · Garden Grove, Ca
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Sep 4, 2009 to May 13, 2016 · Garden Grove, Ca
T••••••••• F•••••••• A•••••••• I••• unclassified
May 7, 2004 to Sep 4, 2009 · Garden Grove, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Aug 16, 2019, registered Aug 9, 2019 (-7 days) · Affiliated broker-dealer or bank to another
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••
left Sep 4, 2009, registered Sep 4, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address