DFX Intelligence
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H•••• A••••
As of · the IAPD feed
- At current firm
- 4 y
- In the industry
- 17 y
- Prior registered firms
- 2
- Signals
- 1
since Feb 7, 2022
As of · the IAPD feed
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedarcapfo.comfirm site, Sep 16, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- F••••••• Partnerreportedarcapfo.comfirm site, Sep 16, 2026
- Founder
- “F••••••• Partner”reportedarcapfo.comthe sentence on the bio page
- Partner or owner
- “F••••••• Partner”reportedarcapfo.comthe sentence on the bio page
- Boards named
- National MS Societyreportedarcapfo.comphrases on the bio page
Registration history
IAPD current and previous registrations
- A•••• P••••••• L•• independent RIA currentsince Feb 7, 2022 · Plainview, Ny
- S••••••••• R•••••••• I••• O• F•••••• unclassifiedJun 19, 2023 to May 8, 2025 · Plainview, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDNov 16, 2017 to Oct 29, 2020 · Jericho, Ny
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• R•••••••• I••• O• F•••••• to no registered destinationleft May 8, 2025 · Departure, no registered destination
- A••••••••• F•••••••• S•••••••• L•• to A•••• P••••••• L••left Oct 29, 2020, registered Feb 7, 2022 (466 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedMay 8, 2025 · Advisor departure · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address