DFX Intelligence
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Registered advisor
B•••• J••••• C•••••••
Feed of 09/15/2026
Also filed as B•••• J• C•••••••
At current firm
17 y
since Mar 25, 2009
In the industry
24 y
since Jul 22, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 25, 2009 · Bedford, Nh
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Mar 27, 2009 · Manchester, Nh
- Q•••• • R•••••• I••• unclassifiedJun 18, 2003 to Oct 20, 2004 · Goffstown, Nh
- U•• F•••••••• S••••••• I••• wirehouseJul 23, 2002 to Apr 16, 2003 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Mar 27, 2009, registered Mar 25, 2009 (-2 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to Q•••• • R•••••• I•••left Apr 16, 2003, registered Jun 18, 2003 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address