DFX Intelligence
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Registered advisor
M•••••• A•• S••••••••
Feed of 09/15/2026
Also filed as M•••••• A•• V••••• P••••••••• A•• V•••••••••
At current firm
10 y
since Oct 15, 2015
In the industry
24 y
since Jun 26, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 15, 2015 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedMay 13, 2004 to Nov 15, 2006 · Glendale, Ca
- W•••••• • R••• formerJul 3, 2002 to May 18, 2004 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left May 18, 2004, registered May 13, 2004 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address