DFX Intelligence
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Registered advisor
R•••• H•••••••••
Feed of 09/14/2026
Also filed as R•••• H••••
At current firm
18 y
since Mar 17, 2008
In the industry
24 y
since Jul 3, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 17, 2008 · Palo Alto, Ca
- U•• F•••••••• S••••••• I••• wirehouseMay 26, 2005 to Mar 26, 2008 · Palo Alto, Ca
- W•••••• • R••• formerJul 5, 2002 to Jan 5, 2004 · Santa Clara, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 26, 2008, registered Mar 17, 2008 (-9 days) · Wirehouse to wirehouse
- W•••••• • R••• to U•• F•••••••• S••••••• I•••left Jan 5, 2004, registered May 26, 2005 (507 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address