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Registered advisor
T••••••• J••• S•••••
Feed of 09/14/2026
Also filed as T•• S•••••
At current firm
9 y
since Aug 8, 2017
In the industry
24 y
since Sep 6, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Aug 8, 2017 · Waterford, Ct
- U•• F•••••••• S••••••• I••• wirehouseFeb 6, 2007 to Aug 15, 2017 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C••••••• S••••••••• I•••left Aug 15, 2017, registered Aug 8, 2017 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address