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Registered advisor
M•••••• J••• A•••••
Feed of 09/14/2026
Also filed as M•••••• A•••••
At current firm
19 y
since May 30, 2007
In the industry
23 y
since Jan 24, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 30, 2007 · Gillespie, Il
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to May 31, 2007 · Hillsboro, Il
- Q•••• • R•••••• I••• unclassifiedJul 25, 2003 to Oct 20, 2004 · Chicago, Il
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 30, 2003 to Jul 16, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left May 31, 2007, registered May 30, 2007 (-1 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- S•••••• N••••••• • C••••••• I••••••••• to Q•••• • R•••••• I•••left Jul 16, 2003, registered Jul 25, 2003 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address