DFX Intelligence
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Registered advisor
J••••• P••••
Feed of 09/14/2026
Also filed as J••••• P••••
At current firm
9 y
since Aug 11, 2017
In the industry
24 y
since Sep 12, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•• F•••••••• A••••••• independent RIA currentsince Aug 11, 2017 · Red Bank, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Aug 15, 2017 · Roseland, Nj
- M•• F•••••••• S•••••••• I••• formerFeb 11, 2004 to Mar 25, 2017 · Roseland, Nj
- M••••• S•••••• D• I••• unclassifiedSep 13, 2002 to Apr 15, 2003 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to E•• F•••••••• A•••••••left Aug 15, 2017, registered Aug 11, 2017 (-4 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••left Apr 15, 2003, registered Feb 11, 2004 (302 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address