DFX Intelligence
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Registered advisor
J•••• J• D•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
15 y
since Dec 7, 2010
In the industry
24 y
since Sep 5, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 7, 2010 · Annapolis, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 25, 2007 to Dec 16, 2010 · Annapolis, Md
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 20, 2006 to Apr 18, 2007 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 16, 2010, registered Dec 7, 2010 (-9 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Apr 18, 2007, registered Apr 25, 2007 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address