DFX Intelligence
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Registered advisor
J•• D•••• C••••••
Feed of 09/14/2026
Also filed as J•• D•••• C•••••• •
At current firm
3 y
since May 24, 2023
In the industry
24 y
since Aug 19, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 24, 2023 · New York, Ny
- M•• S••••••••• I••• unclassifiedMay 28, 2013 to Jun 8, 2021 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 10, 2010 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 16, 2004 to Oct 23, 2009 · New York, Ny
- W•••••• • R••• formerAug 19, 2002 to Jun 12, 2003 · Morristown , Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 8, 2021, registered May 24, 2023 (715 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• S••••••••• I•••left Sep 10, 2010, registered May 28, 2013 (991 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jun 12, 2003, registered Nov 16, 2004 (523 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address