DFX Intelligence
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Registered advisor
M•••• M••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
13 y
since May 30, 2013
In the industry
24 y
since Aug 12, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• C•••••• L•• state registered currentsince May 30, 2013 · Roseville, Ca
- U••• B•••••• I••••••••• I••• formerJun 30, 2010 to Jul 17, 2012 · Auburn, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 25, 2006 to Jul 2, 2008 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to A••••• C•••••• L••left Jul 17, 2012, registered May 30, 2013 (317 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Jul 2, 2008, registered Jun 30, 2010 (728 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address