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Registered advisor

H••••••• H••• B•••••

U•• F•••••••• S••••••• I•••wirehouseNew London, Ct dual registrantIAPD 4550002
Feed of 09/15/2026
At current firm
19 y
since Jul 23, 2007
In the industry
26 y
since Mar 30, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • C••••••• M••••••••• A•••••••• I••• unclassified
    Apr 1, 2003 to Sep 2, 2004 · Hartford, Ct
  • F•••• I••••••••• A••••••• I••• unclassified
    Mar 30, 2000 to Apr 1, 2003 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
  • C••••••• M••••••••• A•••••••• I••• to U•• F•••••••• S••••••• I•••
    left Sep 2, 2004, registered Jul 23, 2007 (1054 days) · Other
  • F•••• I••••••••• A••••••• I••• to C••••••• M••••••••• A•••••••• I•••
    left Apr 1, 2003, registered Apr 1, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
26derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address