DFX Intelligence
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Registered advisor
L•• R•••••• A••••••••
Feed of 09/14/2026
At current firm
14 y
since Dec 15, 2011
In the industry
24 y
since Jul 2, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 15, 2011 · Vestavia, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 12, 2005 to Dec 23, 2011 · Birmingham, Al
- A••••••• I••••••••• M••••••••• C•••• unclassifiedJul 2, 2002 to Dec 31, 2006 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Dec 23, 2011, registered Dec 15, 2011 (-8 days) · Other
- A••••••• I••••••••• M••••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2006, registered Aug 12, 2005 (-506 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address