DFX Intelligence
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Registered advisor
J••••• M•••••• P•••••
Feed of 09/14/2026
Also filed as J••••• M• P••••••••• M• P•••••
At current firm
2 y
since May 28, 2024
In the industry
24 y
since Jul 9, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 28, 2024 · Pittsburg, Ks
- O•••• W•••••• I••• BD affiliatedOct 16, 2017 to May 30, 2024 · Parsons, Ks
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 22, 2007 to Oct 16, 2017 · Pittsburg, Ks
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedMar 21, 2005 to Oct 2, 2006 · Pittsburg, Ks
- H•••••••• F•••••••• A••••••• G••••• I••• unclassifiedMay 20, 2004 to Dec 31, 2004 · Pittsburg, Ks
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left May 30, 2024, registered May 28, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to O•••• W•••••• I•••left Oct 16, 2017, registered Oct 16, 2017 (0 days) · Other · moved with a team
- A••••••• G•••••• S••••••••• I••••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Oct 2, 2006, registered Oct 22, 2007 (385 days) · Other
- H•••••••• F•••••••• A••••••• G••••• I••• to A••••••• G•••••• S••••••••• I•••••••••left Dec 31, 2004, registered Mar 21, 2005 (80 days) · Other
Signals
- ••• LockedMay 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address