DFX Intelligence
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Registered advisor
K••••• G•••••• B•••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
2 y
since Mar 21, 2024
In the industry
23 y
since Oct 30, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Scottsdale, Az
- C•••••• S••••• • C••• I••• national BDOct 28, 2005 to Dec 22, 2011 · Phoenix, Az
- M•• F•••••••• S•••••••• I••• formerJan 12, 2004 to Sep 30, 2005 · Linthicum, Md
- A••••••••• F•••••••• S•••••••• L•• national BDOct 31, 2002 to Aug 4, 2003 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••left Dec 22, 2011, registered Mar 21, 2024 (4473 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Sep 30, 2005, registered Oct 28, 2005 (28 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Aug 4, 2003, registered Jan 12, 2004 (161 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address