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Registered advisor

S••••• M•••• L•••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMManchester, Nhdual registrantIAPD 4565694
Feed of 09/14/2026
Also filed as S••••• M•••• D••••••
At current firm
19 y
since Nov 17, 2006
In the industry
23 y
since Oct 30, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • C•••••••• I••••••••• S••••••••• I••• unclassified
    Oct 31, 2002 to Jul 25, 2006 · Bedford, Nh
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
No RAUM reportedderived
Years in industry
23derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address