DFX Intelligence

RIA Intelligence

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Registered advisor

K••• D••• S••••••

A••••••••• F•••••••• S•••••••• L••national BDGlastonbury, Ct dual registrantIAPD 4567825
Certified Financial Planner
Feed of 09/21/2026
Also filed as K••• A••• D•••••••• A••• D•••
At current firm
0 y
since Sep 19, 2026
In the industry
23 y
since Oct 18, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
  • ••• Locked
    Sep 19, 2026 · Advisor registered · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
23derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address