DFX Intelligence
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Registered advisor
A••••• S• H•••••
Feed of 09/14/2026
Also filed as A••••• S• H••••••••• S• H•••••
At current firm
13 y
since Dec 10, 2012
In the industry
23 y
since Oct 21, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 10, 2012 · Trevose, Pa
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 5, 2007 to Dec 13, 2012 · Marlton, Nj
- R••• B••• • C•• unclassifiedDec 14, 2005 to Jun 5, 2007 · Marlton, Nj
- M••••• S•••••• D• I••• unclassifiedAug 11, 2005 to Dec 6, 2005 · Doylestown, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to L•• F•••••••• L••left Dec 13, 2012, registered Dec 10, 2012 (-3 days) · Other
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Jun 5, 2007, registered Jun 5, 2007 (0 days) · Other
- M••••• S•••••• D• I••• to R••• B••• • C••left Dec 6, 2005, registered Dec 14, 2005 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address