DFX Intelligence
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Registered advisor
B•••• D••••• S•••••
Feed of 09/14/2026
Also filed as B•••• S•••••
At current firm
8 y
since Mar 29, 2018
In the industry
25 y
since Jul 1, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Mar 29, 2018 · Houston, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 30, 2004 to Dec 9, 2004 · Houston, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 23, 2003 to Nov 10, 2003 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to O••••••••• • C•• I•••left Dec 9, 2004, registered Mar 29, 2018 (4858 days) · Other
- C••••• I••••••••• A••••••• L•• to M•• I•••••••• S•••••••• L••left Nov 10, 2003, registered Jul 30, 2004 (263 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address