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Registered advisor
S•••• J••• H••••••
Feed of 09/14/2026
Also filed as S•••• J••• H••••••••• J••• W••••
At current firm
12 y
since Jan 29, 2014
In the industry
23 y
since Feb 3, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 29, 2014 · Leawood, Ks
- R•••••• J•••• • A••••••••• I••• national BDMay 30, 2008 to Jul 24, 2008 · Cincinnati, Oh
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedFeb 22, 2007 to Apr 30, 2007 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jul 24, 2008, registered Jan 29, 2014 (2015 days) · Other
- N••••••••• M••••• W••••• M••••••••• C•••••• to R•••••• J•••• • A••••••••• I•••left Apr 30, 2007, registered May 30, 2008 (396 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address