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J•• L•••• L••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Brookfield, CtIAPD 4583262
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 23 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 16, 2011
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 16, 2011 · Brookfield, Ct
- L•• F•••••••• L•• BD affiliatedMar 19, 2010 to Mar 29, 2011 · Brookfield, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 29, 2011, registered Mar 16, 2011 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address