DFX Intelligence
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G••• V•• H••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Franklin, NcIAPD 4594572
As of · the IAPD feed; also filed as G••• V•• H••••••••• V••••• H••••••••• V••••• H••••
- At current firm
- 1 y
- In the industry
- 26 y
- Prior registered firms
- 0
- Signals
- 1
since Mar 3, 2025
As of · the IAPD feed; also filed as G••• V•• H••••••••• V••••• H••••••••• V••••• H••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 3, 2025 · Franklin, Nc
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
- ••• LockedSep 15, 2026 · Advisor registration ended · derived
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address