DFX Intelligence
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Registered advisor
J•••••••• M••••••• E••••••
Feed of 09/14/2026
Also filed as J•••••••• A•• M••••••••• E••••••
At current firm
14 y
since Aug 14, 2012
In the industry
23 y
since Nov 11, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 14, 2012 · Las Cruces, Nm
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 10, 2006 to Sep 2, 2010 · Las Cruces, Nm
- W•••••• • R••• formerFeb 19, 2003 to Jan 13, 2006 · Las Cruces, Nm
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Sep 2, 2010, registered Aug 14, 2012 (712 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 13, 2006, registered Jan 10, 2006 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address