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S••••• J••••• K•••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Gaithersburg, Md IAPD 4595879
As of · the IAPD feed; also filed as S••••• J••••• K•••••••
- At current firm
- 16 y
- In the industry
- 23 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 4, 2010
As of · the IAPD feed; also filed as S••••• J••••• K•••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 4, 2010 · Gaithersburg, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 4, 2005 to Mar 15, 2010 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 15, 2010, registered Mar 4, 2010 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address