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P••• D•••••• K•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Lone Oak, TxIAPD 4605244
As of · the IAPD feed; also filed as P••• D•••••• K••••••••• K•••••
- At current firm
- 5 y
- In the industry
- 25 y
- Prior registered firms
- 3
- Signals
- 0
since Sep 20, 2021
As of · the IAPD feed; also filed as P••• D•••••• K••••••••• K•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 20, 2021 · Lone Oak, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedJun 6, 2005 to Jun 23, 2005 · Garland, Tx
- C•••• I••••••••• S••••••• C•••• formerFeb 24, 2005 to Jun 7, 2005 · Dallas, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 27, 2003 to Feb 24, 2005 · Richardson, Tx
Moves
a registration end followed by a registration begin elsewhere
- B••• O•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 23, 2005, registered Sep 20, 2021 (5933 days) · Other
- C•••• I••••••••• S••••••• C•••• to B••• O•• S••••••••• C•••••••••left Jun 7, 2005, registered Jun 6, 2005 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Feb 24, 2005, registered Feb 24, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address