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Registered advisor

D•••• R• B•••••

U•• F•••••••• S••••••• I•••wirehouseSarasota, Fldual registrantIAPD 4605573
Feed of 09/14/2026
Also filed as D•••• R••••• B••••••••• R• B••••••••• R• R• B•••••
At current firm
17 y
since Dec 24, 2008
In the industry
23 y
since Jan 16, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Dec 22, 2008 · Sarasota, Fl
  • M••••• S•••••• D• I••• unclassified
    Aug 10, 2004 to Apr 2, 2007 · Punta Gorda, Fl
  • A• G• E•••••• • S•••• I••• unclassified
    Jan 23, 2003 to Aug 5, 2004 · Punta Gorda, Fl
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
    left Dec 22, 2008, registered Dec 24, 2008 (2 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
  • A• G• E•••••• • S•••• I••• to M••••• S•••••• D• I•••
    left Aug 5, 2004, registered Aug 10, 2004 (5 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
23derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address