DFX Intelligence
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Registered advisor
E••• M••••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as E••• M••••• M•••••••
At current firm
7 y
since Jun 10, 2019
In the industry
23 y
since Mar 14, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 10, 2019 · Ft. Pierce, Fl
- R•••••• J•••• • A••••••••• I••• national BDOct 10, 2007 to May 17, 2019 · Ft. Pierce, Fl
- A• G• E•••••• • S•••• I••• unclassifiedMar 18, 2003 to Oct 11, 2007 · Fort Pierce, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left May 17, 2019, registered Jun 10, 2019 (24 days) · Affiliated broker-dealer or bank to another
- A• G• E•••••• • S•••• I••• to R•••••• J•••• • A••••••••• I•••left Oct 11, 2007, registered Oct 10, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address