DFX Intelligence
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Registered advisor
T•••••• L••• D••••
Feed of 09/14/2026
Also filed as T•• L••• D••••
At current firm
16 y
since Jan 27, 2010
In the industry
23 y
since Feb 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D•••• F•••••••• G••••• L•• state registered currentsince Jan 27, 2010 · Charlotte, Nc
- W•••••• • R••• formerMar 26, 2003 to Jan 4, 2010 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to D•••• F•••••••• G••••• L••left Jan 4, 2010, registered Jan 27, 2010 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address