DFX Intelligence
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J••• D• H••••
As of · the IAPD feed; also filed as J••• D• H••••••••• H••••••••• D• H••••••••• H••••
- At current firm
- 20 y
- In the industry
- 23 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 11, 2006
As of · the IAPD feed; also filed as J••• D• H••••••••• H••••••••• D• H••••••••• H••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 11, 2006 · Redmond, Wa
- M••••• S•••••• D• I••• unclassifiedApr 7, 2003 to Jan 31, 2006 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to C•••••• S••••• • C••• I•••left Jan 31, 2006, registered Apr 11, 2006 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address