DFX Intelligence
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Registered advisor
G••• A•••• F•••••••
Feed of 09/14/2026
At current firm
19 y
since Sep 6, 2007
In the industry
23 y
since Apr 17, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 6, 2007 · Quincy, Il
- A• G• E•••••• • S•••• I••• unclassifiedApr 21, 2003 to Sep 14, 2007 · Quincy, Il
Moves
a registration end followed by a registration begin elsewhere
- A• G• E•••••• • S•••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 14, 2007, registered Sep 6, 2007 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address