DFX Intelligence
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Registered advisor
R••••• S•••••• C••••••
Feed of 09/14/2026
Also filed as R••••• S•••••• C••••••••• S•••••• C••••••••• S•••••• C••••••••• C••••••
At current firm
4 y
since Jan 25, 2022
In the industry
36 y
since Jun 1, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 25, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 14, 2017 to Sep 7, 2023 · Fort Worth, Tx
- T• A••••••••• I••• formerJan 17, 2007 to Oct 14, 2022 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMay 14, 2003 to Dec 20, 2006 · Hurst, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 25, 2022 (-590 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jul 14, 2017 (-1918 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Dec 20, 2006, registered Jan 17, 2007 (28 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address