DFX Intelligence
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Registered advisor
D•••••• S•••• B••••••
Feed of 09/14/2026
Also filed as D•••••• S•••• B••••••••• S• B••••••
At current firm
8 y
since Jun 22, 2018
In the industry
23 y
since May 19, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 22, 2018 · Allentown, Pa
- I••••••••• P••••••••• I••• formerNov 25, 2015 to Sep 24, 2018 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 24, 2018, registered Jun 22, 2018 (-94 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address