DFX Intelligence
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Registered advisor
S•••• J• L•••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as S•••• K•••••••• J••••••
At current firm
5 y
since Sep 23, 2021
In the industry
23 y
since May 15, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 23, 2021 · San Diego, Ca
- W•••••• • R••• formerJun 23, 2003 to Mar 17, 2004 · Harrisburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Mar 17, 2004, registered Sep 23, 2021 (6399 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address