DFX Intelligence
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Registered advisor
J•••• W•••••• A•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
16 y
since Jul 21, 2010
In the industry
22 y
since Oct 9, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2010 · Nashua, Nh
- B•••• S••••• P•••••••• L•• unclassifiedMay 21, 2019 to Nov 22, 2024 · Nashua, Nh
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 18, 2006 to Jul 23, 2010 · Nashua, Nh
Moves
a registration end followed by a registration begin elsewhere
- B•••• S••••• P•••••••• L•• to no registered destinationleft Nov 22, 2024 · Departure, no registered destination
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Jul 23, 2010, registered Jul 21, 2010 (-2 days) · Other
Signals
- ••• LockedNov 22, 2024 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address