DFX Intelligence
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J•••••• L•••••• C•••
As of · the IAPD feed; also filed as J•••••• L•••••• B•••••
- At current firm
- 10 y
- In the industry
- 22 y
- Prior registered firms
- 1
- Signals
- 0
since Feb 23, 2016
As of · the IAPD feed; also filed as J•••••• L•••••• B•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 23, 2016 · Orange Park, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 9, 2004 to Sep 23, 2005 · Orange Park , Fl
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address